Our professionals have experience working on securities fraud cases, both on behalf of individual plaintiffs, class action plaintiffs, and corporate and professional defendants. Our role has included forensic investigations to uncover, support, and rebut fraud claims, damage calculations and evaluation of losses to individual investors, stockholders, employees and class damages (and review/rebuttal of damage claims), and evaluation of accounting, auditing, and financial reporting issues.
We have also provided assistance and expert testimony concerning class certification issues, settlement terms and amounts including apportionments to various class members, and claims administration. Our professionals include CPAs with SEC reporting experience, certified fraud examiners, statisticians and other financial professionals with experience in auditing, preparation of registration statements (including IPOs), ERISA reporting and regulations, securities regulations, and related matters. UHY Advisors is not a licensed CPA firm.
Some of the cases we have worked on include Section 10(b) (5) and 11 securities fraud claims pursuant to federal securities regulations, securities fraud cases brought under state securities regulations, claims of securities fraud on behalf of employees under ERISA regulations, and special investigations on behalf of management, independent counsel and/or board of directors.